E5: Public Securities vs. Private Securities featuring Eddie Martin, Esq.
In this episode of Alt Investing Made Easy, hosts Roland and Sarah interview attorney Eddie Martin and altogether they discuss the complexities of alternative investments, focusing on the differences between public and private securities. They explore the costs associated with going public, the regulatory framework that governs public companies, and the historical context of securities regulation. The conversation also highlights the rise of private securities, the benefits and drawbacks of being a public company, and the role of the SEC in protecting investors. The episode concludes with insights on the future of alternative investments and the importance of understanding the risks involved.
Takeaways
- Going public involves significant costs and regulatory requirements.
- Public companies face ongoing compliance obligations that can be burdensome.
- The rise of private equity has changed the landscape of capital raising.
- Liquidity in public markets comes with its own set of challenges.
- Sarbanes-Oxley introduced strict regulations for public companies.
- Understanding the historical context of securities regulation is crucial.
- General solicitation has opened new avenues for private investments.
- The SEC plays a vital role in investor protection and market integrity.
- Investors must conduct due diligence when considering private offerings.
- The balance between regulation and innovation is essential for market growth.
Chapters
00:00 Introduction to Alternative Investments
02:46 Understanding Public vs. Private Securities
05:57 The Costs of Going Public
09:04 Regulatory Framework and Compliance
11:53 Historical Context of Securities Regulation
15:11 The Rise of Private Securities
17:55 Benefits and Drawbacks of Being Public
20:46 General Solicitation and Investment Opportunities
23:47 The Role of the SEC and Investor Protection
26:59 Conclusion and Future Perspectives
Creators and Guests
Host
Roland Wiederaenders
Co-founder of the Alt Investing Made Easy podcast, investment advisor, and corporate securities attorney with expertise in private investment funds, corporate/securities issues, mergers and acquisitions, partnership structuring, and federal income tax matters. Roland is also a member of Grable Martin PLLC.
Host
Sarah Florer
Co-founder of the Alt Investing Made Easy podcast, investment advisor, and corporate attorney with expertise in corporate finance and securities, structuring and restructuring, and commercial matters. Sarah is also a member of Grable Martin PLLC.
Producer
Anthony Carrano
Co-founder of the Alt Investing Made Easy podcast, fractional Chief Marketing Officer, entrepreneur, and Managing Partner at Dunamis Marketing.
